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Compliance Assurance VP

Job Seekers Singapore Compliance Financial Services - Banking

Job Summary

  • Singapore
  • Permanent
  • BBBH785606
  • Jun 22, 2021
  • Competitive
Job Description

Morgan McKinley is working with one of the world's largest and most respected financial institutions currently looking for a Compliance Assurance VP

You will join an independent testing function within Compliance designed to assess potential conduct and reputational risks through the performance of business and thematic reviews. The Compliance Assurance team is primarily responsible for providing assurance on the effectiveness of conduct and reputational risk management through the review of relevant firm controls, culture and behaviours.

Job Description

  • Adopting Data Analytics to use logic and analytical skills in reviews while providing assurance and identifying issues
  • Leading reviews to ensure the team adhere to the Compliance Assurance methodology in the execution of reviews (planning, testing, and reporting)
  • Being fully accountable for working papers being completed timely and accurately, with clear and concise findings
  • Leading assurance activities that identify risk/control/outcome deficiencies of the upmost relevance, providing valuable insights and informed opinions
  • Preparing robust action plans designed to materially and sustainably mitigate the risks identified in the issue
  • Providing cultural leadership through recognising and valuing differences, e.g. through collaboration across diverse networks
  • Supporting staff with effective coaching and identifying development areas. Providing opportunities for staff to improve and showcase their skills
  • Keeping up to date on business developments, regulatory change, internal policies and Compliance objectives so that Compliance Assurance work remains relevant

The Ideal Candidate

  • Bachelor Degree or equivalent. Other professional qualifications are an advantage
  • Excellent investigative skills with the capability to identify key risks and areas of non-conformance with regulatory requirements, lack of controls and identify root cases
  • Experience of discussing contentious observations with management and recommending necessary actions
  • Effective line management to develop direct reports and support achievement of their career aspirations
  • Independent
  • Effective communicator
  • Leadership Skills
  • 10 years of relevant experience

If you are keen on this exciting opportunity, kindly 'Apply Now' or email

Referrals are greatly appreciated.

Daryl Pravin Naidu

EA Licence No: 11C5502 | EAP Registration No: R2199043


Consultant Details

Consultant Details

Daryl Naidu
Daryl Naidu
  • Associate Consultant | Banking Operations Recruitment
  • +65 6818 3179