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Compliance Analyst (Permanent)

Job Seekers Singapore Compliance Financial Services - Asset Management

Job Summary

  • Singapore
  • Permanent
  • BBBH777055
  • Mar 05, 2021
  • S$50-99k
Job Description

Our client, a prestigious Asset Management Firm is looking to hire for a Compliance Analyst for a permanent position. If you would be keen, please email your CV to ccho@morganmckinley.

Job Scope:

  • Providing regulatory advice and support to the client facing and marketing teams on fund distribution and marketing activities with clients in APAC
  • Review of marketing materials used with clients
  • Drafting and implementing policies and procedures together with the Marketing Compliance teams
  • Developing and conducting regulatory training on sales and marketing activities
  • Engaging business colleagues on suggested enhancements to supervisory processes and internal controls and implementing agreed enhancements with the business
  • Participating in department or cross-functional initiatives pertaining to sales and marketing activities

Requirements:

  • Around 2-4 years of compliance experience working with international financial institutions, with experience at global investment management firms a plus
  • Good understanding of financial instruments with experience in applying that knowledge in reviewing marketing materials for Institutional and/or Retail clients
  • Strong communication and interpersonal skills; good business acumen
  • Strong academic credentials

If you are interested in this position, please apply today or email Constance Cho ccho@morganmckinley.com

Morgan McKinley Pte Ltd

Constance Cho

EA License - 11C5502

Reg No - R1876688

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Consultant Details

Consultant Details

Constance Cho
Constance Cho
  • Delivery Consultant | Banking Operations & Financial Services Corporate Governance
  • +65 6818 3178
  • ccho@morganmckinley.com