Compliance Analyst (Permanent)

Job Description

Our client, a prestigious Asset Management Firm is looking to hire for a Compliance Analyst for a permanent position. If you would be keen, please email your CV to ccho@morganmckinley.

Job Scope:

• Providing regulatory advice and support to the client facing and marketing teams on fund distribution and marketing activities with clients in APAC
• Review of marketing materials used with clients
• Drafting and implementing policies and procedures together with the Marketing Compliance teams
• Developing and conducting regulatory training on sales and marketing activities
• Engaging business colleagues on suggested enhancements to supervisory processes and internal controls and implementing agreed enhancements with the business
• Participating in department or cross-functional initiatives pertaining to sales and marketing activities

Requirements:

• Around 2-4 years of compliance experience working with international financial institutions, with experience at global investment management firms a plus
• Good understanding of financial instruments with experience in applying that knowledge in reviewing marketing materials for Institutional and/or Retail clients
• Strong communication and interpersonal skills; good business acumen
• Strong academic credentials

If you are interested in this position, please apply today or email Constance Cho ccho@morganmckinley.com

Morgan McKinley Pte Ltd

Constance Cho

EA License - 11C5502

Reg No - R1876688