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Business Oversight Compliance Officer

Job Seekers Singapore Compliance Financial Services - Banking

Job Summary

  • Singapore
  • Permanent
  • BBBH784324
  • Jun 08, 2021
  • Competitive
Job Description

Morgan McKinley is working with one of the world's largest and most respected financial institutions currently looking for a Business Oversight Compliance Officer.

You will provide direct compliance advisory and oversight to all of the Chief Operating Office (COO) departments, with particular focus on Chief Security Office, Technology, Operations and Procurement functions. You will also have an opportunity to take the lead in managing relations with COO departments and to act as the primary point of contact on key initiatives and compliance advisory.

Job Description

  • Providing day-to-day advice on compliance, conduct and reputational risks, including advice on Compliance Policy and Standards and regulations that apply to those functions
  • Providing technical advisory in relation to regulatory information request, incident reporting and supporting any audits, regulatory inspection and remediation
  • Advising, checking and challenging business strategy, initiatives and operations, including: Conflicts of interests, One Compliance Risk Assessment (OCRA), etc.
  • Providing proactive oversight, including providing communications, new hire and bespoke training to COO departments
  • Carrying out periodic Conduct Risk reviews/ verification checks of processes and controls in these teams to ensure teams are adhering to Compliance's Standards and regulations
  • Supporting and challenging COO functions on implementing Compliance related controls and on key activities such as Compliance Policy/ Standard refresh
  • Interacting with colleagues across COO departments to ensure compliance risks are properly escalated, understood and addressed
  • Interacting with relevant industry bodies on rules and regulations

The Ideal Candidate

  • Relevant compliance advisory experience and technical knowledge of regulations in the technology, cyber security and operations
  • Solid knowledge of the Financial Services regulatory landscape and experience of coordinating work effectively across teams
  • Sound relationship management skills with good controls mind-set and working in a global matrix organisation
  • Experience in Risk Management and Control and or in Compliance advisory coverage to COO and Functions areas or Country Compliance
  • Proven experience in supporting major regulatory developments
  • Proven experience in risk assessment
  • Proven experience in supporting regulatory inspection and audits
  • Proven experience around controls testing/ design
  • Knowledge of MAS Regulations is preferred

If you are keen on this exciting opportunity, kindly 'Apply Now' or email dnaidu@morganmckinley.com.

Referrals are greatly appreciated.

Daryl Pravin Naidu

EA Licence No: 11C5502 | EAP Registration No: R2199043

Only shortlisted candidates will be responded to. If you do not receive a response within 14 days, please accept this as a notification that you have not been shortlisted.

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Consultant Details

Consultant Details

Daryl Naidu
Daryl Naidu
  • Associate Consultant | Banking Operations Recruitment
  • +65 6818 3179
  • dnaidu@morganmckinley.com