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Automated Assurance Manager (Compliance), AVP

Job Seekers Singapore Compliance Financial Services - Banking

Job Summary

  • Singapore
  • Permanent
  • BBBH785604
  • Jun 22, 2021
  • Competitive
Job Description

Morgan McKinley is working with one of the world's largest and most respected financial institutions currently looking for an Automated Assurance Manager (Compliance), AVP

You will work with a global team responsible for the execution of independent, risk-based Conduct and Financial Crime reviews. The team supports Compliance strategy by examining the bank's defenses against risks, offering insightful analysis and providing expert advice to senior management to effectively influence business decisions and to identify and escalate where appropriate.

Job Description

  • Designing and delivering reviews that provide strong insight and value by identifying risks and issues, or examples of good practice
  • Articulating root causes, outcomes and consequences to support corrective actions or the further embedding of robust controls and processes at a fundamental level
  • Adopting Data Analytics to use logic and analytical skills in reviews while providing assurance and identifying issues
  • Conducting reviews to ensure the review team adhere to the Compliance Assurance methodology in the execution of reviews (planning, testing, and reporting)
  • Monitoring and validation of issues and actions. Being fully accountable for working papers being completed timely and accurately, with clear and concise findings
  • Conducting assurance activities that identify risk/control/outcome deficiencies of the upmost relevance, providing valuable insights and informed opinions
  • Preparing robust action plans designed to materially and sustainably mitigate the risks identified in the issue
  • Actively participating in the Automated Assurance strategy and initiatives

The Ideal Candidate

  • Bachelor Degree or equivalent. Other professional qualifications are an advantage
  • Relevant data analytical work experience in a global Investment Bank
  • Working experience with data analytics techniques e.g. SQL, SAS, Tableau, or similar data visualisation and analytical tools
  • Ability to be proportionate, pragmatic and resilient in approach to application of data analytics to reviews
  • Ability to perform data and/or system profiling and analytics
  • Understanding of Investment Banking business, particularly Markets, preferably with a global Investment bank
  • Knowledge of compliance and/or financial crime regulations, risks, technology systems/solutions
  • Adaptable and ability to embrace change as team evolves to stay relevant to business model changes and needs
  • Effective Communicator
  • 5 years of relevant experience

If you are keen on this exciting opportunity, kindly 'Apply Now' or email

Referrals are greatly appreciated.

Daryl Pravin Naidu

EA Licence No: 11C5502 | EAP Registration No: R2199043


Consultant Details

Consultant Details

Daryl Naidu
Daryl Naidu
  • Associate Consultant | Banking Operations Recruitment
  • +65 6818 3179