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Build and manage compliance processes, focusing on pension data privacy and AML/CFT frameworks.
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Monitor business activities and advise teams to ensure strict adherence to rules, regulations, and corporate codes.
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Manage customer due diligence and coordinate the escalation and approval process for high-risk clients.
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Cultivate a strong compliance culture through staff training and risk-awareness initiatives.
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Generate timely compliance MI reporting for senior management and executive compliance officers.
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Drive process improvements and automation in AML/CFT screening using tech tools and data analysis.
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Assist with data privacy assessments, privacy incidents, and service provider oversight.
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Lend compliance expertise to special business projects as assigned.
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University graduate with 5+ years of compliance experience (Pension/MPF/Insurance background preferred).
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Strong grasp of Hong Kong regulations, including HKIA, AML, MPFA, and PDPO.
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Proven track record in CDD, KYC, EDD, and customer risk assessments.
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Comfortable with AML/CFT tech, screening tools, and data reporting (Power BI/Tableau is a plus).
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Highly independent and thrives in a fast-paced environment with tight schedules.
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Analytical thinker with excellent communication and problem-solving abilities.
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Bilingual fluency in written and spoken English and Chinese.
