Identify gaps, control weaknesses and operational risks with remediation plan
Lead risk assessments, control reviews and root cause analysis
Review policies and procedures to ensure alignment wiht regulatory standards
Understand regulatory requirements and translate them into practical controls and procedures
Coordinate operational risk related governance committees
Work with various business units including front office, operations, compliance, legal and IT on management reporting and committee meeting on regulatory trends and operational incidents
Requirements
Bachelor degree
3 years of experience in risk management or control functions
Good understanding of regulatory requirements and operational risks for private banking
Familiar with HKMA, SFC and MAS regulatory expectations