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Senior Compliance Manager (12 Months contract)

Job Seekers Singapore Financial Services Front Office & Insurance Financial Services - Banking

Job Summary

  • Singapore
  • Contract
  • BBBH824492
  • Aug 05, 2022
  • S$10-14k pm
Job Description

My client, a well reputed international investment management firm is looking to hire a Senior Compliance Manager to help support the Singapore Compliance team.

Senior Compliance Manager

Morgan Mckinley is working in partnership with a leading financial institution that provides investment management services. This role reports into the Regional Head of Compliance and is a 12 month contract i.e. highly extendable/convertible.

Job Description

Be a partner to internal stakeholders by-

  • Offering quality compliance and regulatory advice
  • Reviewing marketing materials and providing advice on local advertising requirements
  • Participating in new business projects/initiatives

Ensure compliance with local regulations and assist in fostering a compliant culture by -

  • Keeping track of regulatory changes, responding to industry consultation papers, and engaging with impacted stakeholders
  • Advising staff on local licensing requirements and handling licence applications
  • Conducting training on key Compliance policies and local regulatory requirements
  • Ensuring adherence to licensing obligations

Judiciously carry out the compliance testing plan by-

  • Conducting regular assurance reviews
  • Liaising with Group Compliance Monitoring on thematic global/regional reviews
  • Identifying areas of improvements/enhancement, and putting forward practical and effective solutions

Enforce and administer Group's and local AML/CFT standards by-

  • Ensuring the conduct of business complies with Group and local AML/CFT requirements
  • Providing advice to Business on customer due diligence measures
  • Liaising with Regional Financial Crime Compliance on AML/CFT matters
  • Performing regular AML/CFT monitoring reviews

The Successful Applicant

As a successful applicant, you would have the following skills & qualifications:

  • Minimum 5 years of working experience in legal or compliance
  • Good understanding of Singapore regulations and their application to the fund management industry
  • Good working knowledge and experience in handling AML/CFT matters
  • Strong analytical skills, problem-solving ability, and attention to detail
  • Team player with good inter-personal skills

Referrals are greatly appreciated.

Morgan McKinley Pte Ltd

EA Licence No: 11C5502

Registration No: R1770166

Registration Name: Suhani Malhotra

Only shortlisted candidates will be responded to, therefore if you do not receive a response within 14 days please accept this as a notification that you have not been shortlisted.


Consultant Details

Consultant Details

Suhani Malhotra
Suhani Malhotra
  • Manager | Risk & Compliance Contracting
  • +65 6818 3174