Our client a reputable Global Bank is looking to hire for a Compliance Manager for a permanent position. If you would be keen for a confidential discussion, please send your CV across.
Our client a reputable Global Bank is looking to hire for a Compliance Manager for a permanent position
Incumbent will be an integral member of the Compliance function with primary responsibilities to assist with the provision of compliance advisory to the Global Markets business.
Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
Maintain up-to-date knowledge and understanding of regulatory requirements, expectations as well as industry practices for the capital markets
Provide timely compliance advisory support to stakeholders in relation to their applicable regulatory requirements and internal policies/procedures. This will include advising on relevant licensing requirements, new product approvals, new business initiatives, cross border marketing considerations and other compliance matters.
Participate in bank-wide projects including OTC derivatives-related reforms, benchmark rate reforms
Work closely with business and infrastructure partners, local committees, Regional and Head Office Compliance teams to risk-manage key projects and initiatives from a compliance perspective.
Develop and update compliance policies, procedures, manuals and programs on an on- going basis to reflect changes in business practices, regulatory changes and industry requirements.
Maintain the legislative compliance matrices for the list of applicable legislations and guidelines and conduct of their assessments or review on a periodic basis.
Coordinate/conduct Compliance training to update and refresh stakeholders of the applicable requirements and expectations.
Relevant compliance experience covering the capital markets, trading room activities and their related compliance processes. Working knowledge of trading room products is a pre-requisite and prior direct experience working in trading room will be highly considered.
Good working knowledge of local banking and securities regulations, industry practices as well as capital markets products. Familiarity with capital markets products as well as good knowledge of trading and surveillance systems will be an advantage.
Strong communication (written and oral) & interpersonal skills. Proven ability and confidence to engage internal stakeholders, regulators and auditors is a must.
Due to the nature of the role, only Singaporeans will be considered.