Conduct vulnerable client assessments and verify total net worth across the client lifecycle
Execute daily risk monitoring, account activity reviews and first line risk procedures in line with firm and regulatory policies
Partner with front office, compliance and internal departments to resolve risk issues and communicate controls effectively
Analyse risk indicators, leverage tools like Python and Copilot to streamline reporting and support continuous process improvements
Prepare risk reports, drive issue resolution to closure and contribute to team training on regulatory and control best practices
Requirements:
Bachelor's degree in Finance, Business, Economics, Risk Management or related field
Demonstrated experience in asset/ liability verification and vulnerable client assessments following ethical and regulatory standards
Familiarity with private banking products including structured products, funds, alternative investments with basic knowledge of SFC, HKMA and MAS regulatory expectations
Proficiency in Excel, Python and Microsoft Copilot
Fluency in English, Cantonese and Mandarin with strong verbal and written communication skills
Strong risk and control mindset, strong attention to details and the ability to manage multiple priorities under pressure