Morgan McKinley has partnered with a global Investment Banking company are seeking to grow out their AML & Due Diligence team in their Dublin office.
Be actively engaged in identifying opportunities for process improvement and enhancing efficiencies;
Verify AML requirements, such as KYC, MIFiD II, for clients at onboarding, period review and ad hoc events to ensure compliance with anti-money laundering guidelines, as applicable;
Utilise various independent online sources to obtain requisite information;
Achieve exceptional quality of AML analysis via information / documentation review and accurate data entry, mitigating various risks to the company (i.e. reputational, financial, regulatory and operational risk);
Liaise with various business partners to provide prompt and accurate responses to inquiries regarding regulatory requirements, obtain AML information, and escalate, when necessary;
Achieve customer service standards by adhering to strict Service Level Agreements;
Maintain accurate and in-depth audit trails of all in-coming requests from receipt through to execution, including filing on document repository;
Assist in the audit and regulatory exam processes by gathering data for internal auditors and other control areas, as required
Sound knowledge and understanding of Irish/UK regulations and anti-money laundering rules such as the Proceeds of Crime (Money Laundering) and Terrorist Financing
Sound knowledge and understanding of MIFiD/MIFiD II
Sound knowledge and understanding of the operating environment, business process and procedures, the transaction lifecycle, as well as the businesses supported (e.g. Fixed Income, Equities, Global Counterparty Credit);
Complete work within specifically defined parameters with guidance / direction from management, as necessary;
Some complexity in operational / reporting / process and/or analysis function generally requiring a short-term focus (eg. exception reporting, give-up agreements);
Ability to execute on routine and ad-hoc requests
Morgan McKinley is acting as an Employment Business in relation to this vacancy.