Responsibilities:
- Protecting the firm and its clients against the risks associated with a corporate action, dividend, and proxy event processing. These risks may be financial, regulatory, franchise, market or operational
- Provide exceptional processing services to the firm's Global businesses in all aspects of Asset Servicing as measured by our quality, cost effectiveness and proactive support
- Responsible for reconciling the event post-pay date and ensuring that all client, institutional, stock lending and external depot positions are correctly booked on the books and records of the firm
- Proxy Voting: Ensuring accurate set up & capture of new Proxy events as well as collating and submitting voting instructions to our agent
- Risk Management: Work closely with their line management in prioritisation of key breaks & queries to be resolved and identify breaks that may cause losses
Qualifications:
- Bachelor's Degree
- Minimum 5 years of financial industry experience with full knowledge on Corporate Action/Income processing in securities brokerage industry
- Strong risk awareness
- Solid analytical skills and extremely details oriented
- Hands on experience for Clearstream and Euroclear
- Knowledge of securities, fixed Incomes Listed and OTC derivatives and Structure Products settlement
- Be able to work independently and willing to work overtime
- Participate in projects and workflows re-engineering
- Good command of spoken and written English and Chinese (Cantonese & Mandarin)
Application
If this above description fits your experience and is something you would like to explore, please click 'Apply Now' to submit your resume to us.
Our specialist consultant will get in touch with you soon, if we find your profile suitable for this position or any other vacancies we are recruiting for.
Any questions, please feel free to contact Hilda Cheng at 3907 3979.
