Our client is a digital bank expanding its digital wealth management footprint. This role will lead the design, oversight, and execution of the regulatory compliance framework to ensure ongoing regulatory alignment.
Responsibilities:
- Provide regulatory opinions, solutions, and ongoing support to all business/functions to enable the digital bank's growth in Hong Kong.
- Formulate, review, and update compliance policies and procedures to ensure alignment with applicable laws, regulations, and group requirements.
- Build and maintain strong relationships with regulatory authorities, and manage regulatory inquiries, inspections, and audits.
- Establish, maintain, and implement business conduct and other compliance programs for the digital bank.
- Identify regulatory compliance risks, perform assurance reviews, escalate potential regulatory/policy breaches, and report conduct issues to senior management.
- Deliver internal compliance training periodically and support continuous compliance awareness across teams.
Requirements:
- Degree holder with at least 10 years of experience in relevant legal and compliance functions in the banking and financial services industry.
- Good knowledge of fintech, mobile banking and open to the use of new technology such as AI.
- Demonstrates strong communication, interpersonal, analytical, and collaboration skills to lead and support the team effectively.
- Excellent proficiency in both spoken and written English and Chinese.
- Willing and able to travel occasionally for business purposes.
