Compliance Manager (International Asset Manager)

Our client is one of the largest international fund manager.

Responsibilities:

• Review and approve marketing materials for the region and actively participate in regional and global compliance initiatives. Proficiency in both traditional and simplified Chinese is required.
• Prepare and manage statutory filings with regulators related to licensing obligations, including annual, periodic, and ad-hoc submissions.
• Collect and review documents for regulatory exams, audits, and legal processes, coordinating with auditors and legal teams as necessary.
• Draft and review compliance-related documents and external correspondence for managerial and legal review.
• Assist internal departments in responding to queries and troubleshooting compliance-related issues for clients, auditors, and regulators.
• Collaborate with internal teams to enhance compliance controls and procedures.

Requirements:

• Degree holder with at least 7 years of relevant experience in compliance functions in investment management, securities or financial services industry.
• Good knowledge of regulatory compliance standards in the region and experience in licensing matters.
• Proficient in reading and writing both Traditional and Simplified Chinese, with the ability to translate from English to either form.