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Investment Compliance - US Asset Management (6 months)

Job Seekers Hong Kong SAR China Compliance Financial Services - Asset Management, Financial Services - Banking, Financial Services - Private Banking

Job Summary

  • Hong Kong Island
  • Permanent
  • BBBH765213
  • Aug 25, 2020
  • Competitive
Job Description

Investment Compliance - US Asset Management (6 months)


  • Collaborate with Financial Crime, Legal and Risk & Quantitative Analysis functions in providing advisory to investment teams
  • Participate in global compliance initiatives to ensure best practices and consistency including in the regional coordination of tasks.
  • Reviewing marketing materials in APAC for Alternative investment teams
  • Monitoring local and regional regulatory developments and evaluating their impact on the business
  • Liaising with regiona compliance and business colleagues as necessary.


  • At least 6-8 years experience in investment compliance in asset management or sell-side bank
  • Previous experience related to investment in real estate, infrastructure, private equity is preferred
  • Understanding of the regulatory environment for alternative investments across APAC is preferred
  • Knowledge on asset management compliance programs including monitoring and surveillance
  • Excellent communications in English (written and spoken)
  • Ability to interact with key business stakeholders


Consultant Details

Consultant Details

Ivy Kwan
  • Associate Director | Contracting Recruitment
  • +852 3907 3916