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Compliance Advisory, Private Bank (9 months)

Job Seekers Hong Kong SAR China Compliance Financial Services - Banking, Financial Services - Private Banking

Job Summary

  • Hong Kong Island
  • Contract
  • BBBH778847
  • Mar 30, 2021
  • Competitive
Job Description

My client is a leading Euopean bank with a strong Private Banking business. Due to urgent needs, they are looking for a Compliance Advisory person to join on 9 months contract.

Responsibilities

  • Provides compliance advisory to the product teams within PB business
  • Provides advisory to stakeholder to ensure that the Bank operate in accordance with relevant regulatory requirements
  • Develop policies and procedures to facilitate compliance with regulations.
  • Provide advice to the front office in implementing controls of the product sales and marketing process
  • Monitor regulatory changes for business stakeholders
  • Undertake review of regulatory gap analysis in relation to product offerings.

Requirements

  • At least 5-7 years of Compliance experience in the banking industry or regulatory body
  • Sound knowledge of local regulations and regulatory guidelines
  • Excellent verbal and written English communication skills
  • Ability to collaborate and work dynamically across stakeholders ie. risk and controls, front office, Compliance across the region etc.
  • Ability to effectively prioritize multiple tasks in a high pressure environment

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Consultant Details

Consultant Details

Ivy Kwan
Ivy Kwan
  • Director | Contracting Recruitment
  • +852 3907 3916
  • ikwan@morganmckinley.com