Policy and Risk (AML) Specialist

Our client, a leading Asset Manager, are looking for a Policy and Risk (AML) Specialist to join their Financial Crime team based in London.

Responsibilities below:

• Collaborate with 1LoD AM FCO and business teams to ensure effective implementation of Group policies and standards into financial crime operational processes.
• Manage 1LoD escalations and queries, seeking 2LoD Asset Management Advisory team guidance as needed.
• Request, manage, track, renew, escalate, and keep audit of rationale for BU Policy waivers, dispensations, and exemptions.
• Define the Business Unit Risk Appetite (BU RA) aligned with the Group Financial Crime Risk Appetite Framework.
• Collaborate with the business to execute and document the BU Enterprise-Wide Risk Assessment (EWRA) using the Group framework and methodology.
• Contribute to the register of key financial crime risks and 1LoD controls, maintaining the register and tracking the implementation of mitigating actions identified in the BU EWRA.

Previous experience within Enterprise Wide Risk Assessments is preferred.

For further information please don't hesitate to contact me on my email: