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E-communication Surveillance

Job Seekers Singapore Compliance Financial Services - Banking

Job Summary

  • Singapore
  • Contract
  • BBBH767873
  • Nov 06, 2020
  • Competitive
Job Description

My client, a well-known international bank is looking to hire an E-communication Surveillance analyst/ associate for their Compliance function.

E-Communication Surveillance Analyst

My client, a well-known international bank is looking to hire an E-communication Surveillance analyst/ associate for their Compliance function. This is a 6 months contract with a high chance of extension.

Primary Responsibilities:

  • Review communications of monitored users to identify potential market misconduct or mis-selling activities using Autonomy / Zovy Supervisor, a vendor tool
  • Drive/encourage initiatives aimed at helping improve efficiency and boost quality of existing surveillance processes (automated alerting / manual monitoring routines) as well as the design and implementation of controls. Actively strive to enhance the current scenarios / systems and challenge status quo through driving improvement/automation initiatives. Manage and protect business as usual capability during change programs/ remediation initiatives
  • Perform the initial review and/or resolve alerts/cases by following the relevant Surveillance, Monitoring & Conduct Standard Operating Procedure to detect potential market misconduct, as well as irregular behaviour that may lead to regulatory / compliance issues. Escalate flagged messages to the Communications Surveillance escalation team for further review and follow up
  • Escalate any potential technical issues to Communications Surveillance Change team for follow up with Production Support team
  • Ad hoc data retrievals and reviews from source, i.e. Bloomberg Vault and others
  • Periodic review and escalation of chat room administration and usage monitoring
  • Periodic manual monitoring by ensuring proper reviews were done and escalations where required to Communications Surveillance escalation team for further review and follow up

Qualifications:

  • Bachelor's degree and 4-8 years of work experience in the financial industry, preferably in the market conduct / compliance surveillance space
  • Banking knowledge in terms of customers, products, and operations
  • Experience in the communication surveillance process
  • Experience in use of Autonomy / Zovy Supervisor preferred
  • Proficient in MS Office

This is a fast filling role, if you are interested, please send your updated CV (word format) to smalhotra@morganmckinley.com for a confidential discussion.

Referrals are greatly appreciated.

Morgan McKinley Pte Ltd

EA Licence No: 11C5502

Registration No: R1770166

Registration Name: Suhani Malhotra

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Consultant Details

Consultant Details

Suhani Malhotra
Suhani Malhotra
  • Senior Consultant
  • +65 6818 3174
  • smalhotra@morganmckinley.com