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Compliance Officer (Markets Compliance)

Job Seekers Singapore Compliance Financial Services - Banking

Job Summary

  • Singapore
  • Permanent
  • BBBH791751
  • Aug 31, 2021
  • Competitive
Job Description

Morgan McKinley is working with major commercial European Bank looking for a Compliance Officer (Trade Surveillance). You would be sitting with the Trading team.

You would be sitting with the Trading team to provide oversight to trade and communications surveillance programs.

Job Description:

  • Responsible for surveillance projects, implementation and UAT
  • Providing oversight to the trade and communications program, investigating alerts and potential misconduct automated surveillance systems
  • Fine tuning and test the system to improve quality of alerts and detection
  • Work with senior Markets Compliance colleagues to investigate, escalate and document the case
  • Contributing to monthly management reporting and surveillance statistics
  • Interaction with Front Office sales and traders and other parts of the bank
  • Provide training and guidance for other colleagues on usage of systems
  • Updating of related policies and procedures
  • Ability to identify key issues and escalate them in a timely manner
  • Ad-hoc projects when assigned

The Ideal Candidate:

  • Bachelor's Degree; preferably in Banking and Finance
  • 1- 5 years experience in markets compliance, with understanding of banking act, securities and futures act, bluebook, FX global code of conduct and other MAS notices and guidelines
  • Comfortable with technology and system changes/implementation/testing
  • Trade and communication surveillance experience, Personal Account Dealing (PAD) controls and monitoring of PAD activities
  • Outsourcing experience
  • Good communicator and team player

If you are keen on this exciting opportunity, kindly 'Apply Now' or email dnaidu@morganmckinley.com

Referrals are greatly appreciated.

Daryl Pravin Naidu

EA Licence No: 11C5502 | EAP Registration No: R2199043

Only shortlisted candidates will be responded to. If you do not receive a response within 14 days, please accept this as a notification that you have not been shortlisted.

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Consultant Details

Consultant Details

Daryl Naidu
Daryl Naidu
  • Associate Consultant | Banking Operations Recruitment
  • +65 6818 3179
  • dnaidu@morganmckinley.com