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Compliance Officer - Investment Banking (Financial Markets)

Job Seekers Singapore Compliance Financial Services - Banking

Job Summary

  • Singapore
  • Permanent
  • BBBH785184
  • Jun 17, 2021
  • Competitive
Job Description

Morgan McKinley is working with one of the largest and most prestigious Investment Banks who is currently looking for a Compliance Officer.

The candidate will be an integral part of a team that is responsible for the Compliance for Global Markets in South East Asia.


Direct Responsibilities

The Candidate's Coverage Will Be Mainly To Cover:

  • Advisory to GM, whose hub is in Singapore or operating from SEA countries
  • Compliance Projects
  • Provision of compliance advice as part of Global Market Coverage Compliance will be the primary role
  • Advising the business on compliance and regulatory issues.

Other Responsibilities:

  • Liaising with Compliance Domain experts in providing Domain advice to business
  • Other ad hoc tasks related to Global Markets including assist in investigations on compliance related matters (such as market conduct issues or code of conduct issues such as confidentiality breach, data leakage etc.).
  • Acting as the back-up to other staff members of the team in Singapore.

The Ideal Candidate

  • Ability to prioritize and work independently
  • Ability to evaluate complex situations and to issue appropriate and pragmatic recommendations
  • Strong organizational, analytical & time management skills, good attention to details
  • Has a risk based mindset, flexible, resilient and willing to adapt to and embrace changes
  • Good knowledge of Singapore SFA and FAA, SGX Rules is preferred
  • Compliance / Audit / Control experience
  • At least 5+ years of work experience with exposure on banking compliance / regulatory matters within Global Markets and/or Investment Banking
  • Fluency in English.

If you are keen on this exciting opportunity, kindly 'Apply Now' or email

Referrals are greatly appreciated.

Daryl Pravin Naidu

EA Licence No: 11C5502 | EAP Registration No: R2199043

Only shortlisted candidates will be responded to. If you do not receive a response within 14 days, please accept this as a notification that you have not been shortlisted.


Consultant Details

Consultant Details

Daryl Naidu
Daryl Naidu
  • Associate Consultant | Banking Operations Recruitment
  • +65 6818 3179