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Compliance Manager

Job Seekers Singapore Compliance Financial Services - Fund Services

Job Summary

  • Singapore
  • Permanent
  • BBBH768909
  • Oct 26, 2020
  • Competitive
Job Description

My client is a well-known venture capital fund company looking for a compliance manager to join their dynamic compliance department.

Compliance Manager


My client is a well-known venture capital fund company looking for a compliance manager to join their dynamic compliance department. This will be the perfect opportunity for the incumbent to work in a lean set up where you could step up and learn a wide scope compliance role.

You will be responsible for ensuring their business operations and procedures comply with legal regulations and internal policies.

In this position, you will perform a range of duties including evaluating all current and new compliance regulations, reviewing company processes with multiple departments in multiple countries, and leading training sessions.

Please view below Job responsibilities for a clearer idea:

  • Perform MLRO duties
  • Ownership over license applications in multiple jurisdictions. This is an end-end responsibility from crafting policies, completing forms and project management of multiple cross-function stakeholders.
  • Drafting of policies with both best practices and commercial requirements in mind.
  • Oversee transaction monitoring and setting up the standard operating procedure for the domain.
  • Coordinate daily compliance activities, resolve escalations
  • Act as a domain expert for product and engineering team, provide guidance on technical implementation of risk and compliance related solutions and features
  • Oversee and execute license application processes
  • Maintain risk and compliance policies and procedures framework and keep it up to date
  • Develop and implement company policies and regulations
  • Oversee and execute all business operations relating to risk and compliance including policies, investments, and procedures
  • Design and monitor control systems to deal with violations of policies
  • Regularly assess the efficiency of control systems and recommend effective improvements
  • Review and evaluate company procedures and reports to identify hidden risks or common issues
  • Coordinate with different department managers to review all departmental risk & compliance policies
  • Perform periodic audits on company procedures and processes
  • Lead employee training sessions on risk & compliance issues

The Successful Applicant

As a successful applicant, you would have the following Skills:

  • Bachelor's degree in Law or Finance or relevant field
  • A minimum of 5 years' experience as a Compliance Officer, Compliance Manager or similar position
  • Strong knowledge of AML/CFT practices and drafting in the financial services/tech sectors.
  • Outstanding communication and interpersonal abilities
  • An analytical mindset with excellent organizational skills
  • Familiarity with a broad range of compliance topics, such as AML, privacy, outsourcing, customer rights, card scheme compliance
  • International experience as a part of working or education background

*****If you're interested in this role, please send your updated CV (word format) to for a confidential discussion*****

Referrals are greatly appreciated.

EA Licence No: 11C5502

EA No: R1770166


Consultant Details

Consultant Details

Suhani Malhotra
Suhani Malhotra
  • Senior Consultant
  • +65 6818 3174