Senior Compliance Officer (BSC)

Job Description

Our client is one of the largest life insurance company in Singapore. We are looking for someone to join the sales compliance team specializing in market conduct & balance scorecard

Reporting to a Team Lead

Responsibilities:

• Provide advisory services to Business Units concerning the interpretation, application and operationalisation of market conduct-related regulations, or on new business initiative
• Provide assurance/oversight on Business Units via the conducting agency assurance exercises and compliance reviews to identify and close compliance gaps
• Improve market conduct risks by applying best practices and knowledge of internal or external business issues, and regulatory areas of focus
• Perform regulatory and management reporting where required
• Identify and engage relevant Business Units to resolve any market conduct compliance issues faced, including issues raised by the regulator
• Understand insurance sales and be able to identify market conduct risks from new initiatives or emerging trends
• Support the larger Sales Compliance section, and Market Conduct department on projects or on section/department-wide initiatives/working groups as required
• Takes accountability in considering business and regulatory compliance risks and takes appropriate steps to mitigate the risks
• Maintains awareness of industry trends on regulatory compliance, emerging threats and technologies in order to understand the risk and better safeguard the company.
• Highlights any potential concerns /risks and proactively shares best risk management practices.

Requirements:

• At least 2 years of experience in market conduct or sales compliance
• Able to work well in a team
• Strong communication skills

If you are interested in the role and would like to discuss the opportunity further, please click apply now or email Jeremy at jeremyt@morganmckinley.com for more information.

Only shortlisted candidates will be responded to, therefore if you do not receive a response within 14 days please accept this as notification that you have not been shortlisted.

Jeremy Tang ZhiHao

R1325165

Morgan McKinley Pte Ltd, EA License No: 11C5502