Join a leading global financial services group as a member of the Control Room compliance team, where you will play a key role in ensuring compliance with the Financial Instruments and Exchange Act, self-regulatory rules, and internal policies. This role provides a unique opportunity to strengthen compliance frameworks, advise on risk prevention, and help safeguard the integrity of global markets transactions.
Key Responsibilities
- Provide advisory support to the markets division on regulations such as market manipulation, short selling, and front running, highlighting compliance risks and considerations.
- Act as the secretariat for regular meetings, managing minutes and coordinating across departments.
- Handle responses to regulatory public consultations (Financial Services Agency, industry associations, etc.) and manage internal alignment.
- Design, plan, and deliver compliance training programs for employees, including acting as a trainer.
Required Skills and Qualifications
Experience:
Education:
Language Requirements:
Soft Skills:
Preferred Skills & Qualifications
-
Experience contributing to compliance functions in investment banking or global markets.
-
Ability to approach challenges with sound judgment, integrity, and collaborative spirit.
About the Company
Our client is a major global financial group with an extensive domestic and international network. From retail banking to investment banking, markets, and asset management, they provide a wide range of financial services. The company actively recruits global talent and highly specialized professionals, offering an environment where you can build an international career while based in Japan.
Why You'll Love Working Here
- Opportunities for career advancement, even for candidates without prior compliance experience.
- Competitive compensation package of ¥8M-¥11M.
- Comprehensive support systems and professional development opportunities.
- Exposure to global financial markets and cross-border collaboration.
- Flexible work style with remote work and flex-time arrangements.
Don't Miss Out - Apply Now!
