Join a top-tier Japanese investment bank as part of its Global Control Room team, where you will play a pivotal role in strengthening the firm's information-control and compliance framework. This position places you at the center of deal flow, collaborating with investment banking and research divisions while safeguarding the integrity of sensitive information and ensuring regulatory compliance.
Key Responsibilities
- Manage the registration and deletion of insider information.
- Create and maintain insider holder lists for regulatory compliance.
- Review research reports and manage related information flow.
- Partner daily with IBD, Research, and other internal teams to support compliance controls.
- Ensure consistent application of global compliance standards across the business.
Required Skills and Qualifications
Experience:
- Compliance experience at a securities firm or related financial institution.
- Proven background as a business analyst or in legal-related work.
- Strong ability to collaborate in cross-cultural environments.
Soft Skills:
Language Requirements
- Japanese: Native-level proficiency.
- English: Business-level proficiency (spoken and written).
Preferred Skills & Qualifications
- Passed the Bar exam or law school graduate.
- Professional certifications such as CFA, securities analyst, or Microsoft Office Specialist.
- Familiarity with information management, MNPI controls, and regulatory processes.
About the Company
Our client is a leading Japanese investment bank, recognized as a systemically important financial institution. With deep client relationships and a strong reputation for long-term stability, the firm offers professionals a platform to work on high-profile deals in an environment that values compliance, integrity, and excellence.
Why You'll Love Working Here
- Work at the center of deal flow, gaining direct exposure to high-level transactions.
- Clear career progression with opportunities to advance to VP/Director level.
- Hybrid work model with flexible arrangements to support work-life balance.
- Long-term stability and benefits that support real life.
- Collaborate with top-tier professionals in a globally respected investment bank.
Don't Miss Out - Apply Now!
