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Senior Compliance Manager

Job Seekers Ireland Compliance Financial Services

Job Summary

  • Dublin
  • Permanent
  • BBBH791705
  • Aug 30, 2021
  • Competitive
Job Description

Morgan McKinley has partnered with a global FinTech company to recruit a Senior Compliance Manager for their Dublin office.

Morgan McKinley has partnered with a global FinTech company to recruit a Senior Compliance Manager for their Dublin office.

The role:

  • Ensure there are appropriate regulatory controls in place within the organisation to establish and maintain company compliance with regulatory requirements including conduct obligations.
  • Ensure that an annual risk-based compliance assessment and monitoring plan is carried out.
  • Ensure regulatory reporting to regulatory authorities is timely and accurate.
  • Report to the Chief Compliance Officer on regulatory requirements.
  • Annual review of the Anti-Money Laundering Policy and supporting procedures and templates to ensure it remains compliant with current applicable Anti Money Laundering Regulations.
  • Review and sign off anti-money laundering / PEP and Sanctions checks on clients and, where applicable.
  • Monitor compliance with EU data privacy requirements and GDPR and with the Global Data Privacy Policy and second level data privacy policies, through Compliance Monitoring reviews and high frequency monitoring.

Experience Required

  • In-depth knowledge of the financial services and regulatory framework MiFID II, AML/CJA, GDPR, CBI Regulations.
  • 5-10 years' experience working at a senior level within a regulated environment.
  • Working knowledge of operational processes of MiFID or fund administrator firms
  • Ability to analyse, present and report risk management information to senior stakeholders.

Morgan McKinley is acting as an Employment Agency in relation to this vacancy.

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Consultant Details

Consultant Details

amanda-carter
Amanda Carter
  • Associate Director
  • 353 (0) 1 4321555
  • acarter@morganmckinley.com