Compliance Advisory (VP) - Fund Management

Job Description

A leading financial services company located in Dublin City Centre are looking for a Senior Compliance professional to join their team ad support the EMEA region.

A leading financial services company located in Dublin City Centre are looking for a Senior Compliance professional to join their team ad support the EMEA region.

The successful candidate will provide professional compliance advice and oversight on the impact of regulations on the business. You will be reporting directly into the Regulatory Compliance manager and will support the Irish UCITS management / AIFM company.

Key Responsibilities:

• Contribute and advise on the design of compliance controls, policies and procedures
• Contribute to the creation of management reporting and communicate Compliance matters to senior management, corporate and/or fund boards
• Interact with the CBI - ensure regulatory reporting is met, requests for information, inspections etc
• Act as the lead for Compliance on projects, including regulatory developments and key business initiatives.
• Work with the local Irish Compliance Officers to provide proactive qualitative compliance advice, including to the Irish UCITS Manco/AIFM Board.
• Being responsible for compliance training and embedding a strong compliance culture.

Key Requirements:

• Specific knowledge of UCITS, AIFMD, relevant Irish Regulations and Fund Management Company Guidance (CP86).
• Have broad advisory experience across asset classes and covering multiple jurisdictions.
• High standard of accuracy and excellent attention to detail.
• Ability to collaborate across teams/functions and also work autonomously with minimal direct supervision.
• Experience in handling regulatory relationships and examinations would be an advantage

Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative.

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