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Chief Compliance Officer

Job Seekers Ireland Compliance Financial Services

Job Summary

  • Dublin
  • Permanent
  • BBBH789323
  • Aug 03, 2021
  • Competitive
Job Description

Morgan McKinley has partnered with a highly reputable Financial Services company to recruit for an exciting Chief Compliance Officer role for their Dublin office.

This is a FTC and will provide the successful candidate with great exposure to senior levels of a global company.

Key Responsibilities:

  • Building on and maintaining an appropriate Compliance framework for the regulated activities undertaken by the company.

  • Providing a professional proactive compliance service

  • Managing two shared reports

  • Designing and ensuring delivery of all compliance monitoring.

  • Ensuring delivery of regular compliance audits for the funds administered in Dublin.

  • Check that adequate policies, procedures and controls are in place to ensure that all parts of the company's business comply with relevant regulations.

  • Preparation and distribution of the Errors, Complaints & Breaches log and other relevant compliance MI as appropriate.

  • Approving and signing off all relevant marketing and customer documentation material distributed on behalf of the funds.

  • Ensuring Regulatory submissions are made in a timely manner.

  • Adopting the local MLRO role - delivery and oversight of AML / KYC procedures, training and new business acceptance

  • Preparation of reports and/or presenting as required at the Board Meetings.

  • Contributing to internal reporting on day to day activities (KTI, MI) and playing an active role in relevant Oversight Committees.

  • Provision of support for business, operational and regulator change projects to be implemented in respect of the investment activities undertaken locally.

  • Liaising and building relationships with the fund Trustees

  • Acting as the primary point of contact for all queries from the CBI and establishing an ongoing strategy to build and maintain a good relationship with the regulator.

  • Oversight of the administration services provided by the Dublin office and MiFID branch activities

Experience Required:

  • Irish compliance experience, preferably within a Fund business or investment platform industry.

  • Strong communication and leadership skills with the ability to interact effectively at all levels.

  • Good technical abilities and knowledge of the regulations (UCITS, AIFMD, AML, CP86, MiFID II).

  • Good understanding of the Fund Management industry.

  • Flexible and hardworking with the ability to work in a fast-paced busy environment.

  • Highly motivated with ambition to make a significant contribution to building the business

Morgan McKinley is acting as an Employment Agency in relation to this vacancy.

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Consultant Details

Consultant Details

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Órlaith Jennings
  • Consultant | Financial Services Recruitment
  • 353 (0) 1 4321555
  • ojennings@morganmckinley.com