Morgan McKinley has partnered with a highly reputable Financial Services company to recruit for an exciting Chief Compliance Officer role for their Dublin office.
This is a FTC and will provide the successful candidate with great exposure to senior levels of a global company.
Building on and maintaining an appropriate Compliance framework for the regulated activities undertaken by the company.
Providing a professional proactive compliance service
Managing two shared reports
Designing and ensuring delivery of all compliance monitoring.
Ensuring delivery of regular compliance audits for the funds administered in Dublin.
Check that adequate policies, procedures and controls are in place to ensure that all parts of the company's business comply with relevant regulations.
Preparation and distribution of the Errors, Complaints & Breaches log and other relevant compliance MI as appropriate.
Approving and signing off all relevant marketing and customer documentation material distributed on behalf of the funds.
Ensuring Regulatory submissions are made in a timely manner.
Adopting the local MLRO role - delivery and oversight of AML / KYC procedures, training and new business acceptance
Preparation of reports and/or presenting as required at the Board Meetings.
Contributing to internal reporting on day to day activities (KTI, MI) and playing an active role in relevant Oversight Committees.
Provision of support for business, operational and regulator change projects to be implemented in respect of the investment activities undertaken locally.
Liaising and building relationships with the fund Trustees
Acting as the primary point of contact for all queries from the CBI and establishing an ongoing strategy to build and maintain a good relationship with the regulator.
Oversight of the administration services provided by the Dublin office and MiFID branch activities
Irish compliance experience, preferably within a Fund business or investment platform industry.
Strong communication and leadership skills with the ability to interact effectively at all levels.
Good technical abilities and knowledge of the regulations (UCITS, AIFMD, AML, CP86, MiFID II).
Good understanding of the Fund Management industry.
Flexible and hardworking with the ability to work in a fast-paced busy environment.
Highly motivated with ambition to make a significant contribution to building the business
Morgan McKinley is acting as an Employment Agency in relation to this vacancy.