Compliance Manager (Wealth Management - Banking)

Our client is an established retail and commercial banking group in Hong Kong.

Responsibilities

• Provide advice and guidance on regulatory requirements on wealth management business in the bank.
• Keep abreast of the regulatory development and review compliance issues on business development and new products.
• Review and implement compliance programmes in line with the policies and guidelines of the bank and regulatory bodies.
• Conduct compliance reviews and investigations on compliant cases.
• Handle enquiries and information request from regulatory bodies.

Requirements

• Degree holder with at least 5 years of experience in compliance advisory/ compliance review in wealth management business in the banking and financial services industry.
• Familiar with the regulatory requirements on investment and insurance products.
• Fluent in English and Chinese (Cantonese and Mandarin).