Responsibilities
- Coordinate and execute end-to-end client onboarding and account opening processes in line with internal policies and regulatory requirements, including KYC, AML, FATCA and CRS.
- Address key internal and client issues and manage risk
- Liaise with sales team for requirements gathering, onboarding documentations and agreement negotiation
- Maintain accurate client records and ensure all onboarding documentation and audit trails
- Stay updated with regulations and industry knowledge
- Work closely with tech team to develop, rollout and test for the system enhancement
Requirements
- Bachelor Degree or above in Finance or relevant subjects
- 5 years or above related experience in Client onboarding, KYC
- Detail oriented, independent with excellent interpersonal skills
- With knowledge of Listed derivatives or OTC products is preferred
- Excellent command of both written and spoken English and Mandarin
Application
If this above description fits your experience and is something you would like to explore, please click 'Apply Now' to submit your resume to us.
Our specialist consultant will get in touch with you soon, if we find your profile suitable for this position or any other vacancies we are recruiting for.
Any questions, please feel free to contact Hilda Cheng at 3907 3979.
