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Corporate Finance Compliance - AVP - Investment Bank

Job Seekers Hong Kong SAR China Compliance Financial Services - Banking

Job Summary

  • Tsim Sha Tsui
  • Permanent
  • BBBH792512
  • Sep 08, 2021
  • HK$51k -60k pm
Job Description

A leading investment bank is looking for an experienced Compliance professional to advise on Corporate Finance, evaluate regulatory change impact and perform compliance monitoring

  • Advise Corporate Finance on compliance and regulation impact
  • Work with the businesses to establish control mechanisms to be in compliance with relevant laws and regulations
  • Assess the businesses' process, new initiatives and new product from a regulatory perspective.
  • Work closely with Compliance senior management and the businesses to manage potential compliance and reputational risks
  • Represent Compliance in attending internal meetings of Corporate Finance
  • Perform compliance monitoring of businesses' activities and controls, document findings, breaches and weaknesses and drive execution of remediation actions
  • Coordinate with and work closely with other Compliance teams regionally and globally, Legal and Business Manager and Control Team.
  • Maintain a strong compliance culture within the business through regular interaction with the Corporate Finance. Develop and deliver Compliance training to the Business
  • Assist in handling regulatory enquiries, investigations and inspections

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Consultant Details

Consultant Details

Samantha Ng
Samantha Ng
  • Senior Manager | Financial Services | Contracting Recruitment
  • 3907 3980
  • sang@morganmckinley.com