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Compliance Manager

Job Seekers Hong Kong SAR China Compliance, Legal Financial Services - Fund Services

Job Summary

  • Hong Kong
  • Permanent
  • BBBH790329
  • Aug 16, 2021
  • HK$51k -60k pm
Job Description

An international banking group backed asset management and private equity platform is looking for Compliance Manager to lead the team

Job Responsibilities:

  • Coordinate or conduct regular trainings related to compliance issues including Money Laundering, Personal Data Protection, etc.
  • Maintain an effective compliance and control system and act as the point of contact to the JFIU, ICAC, HKPF, and other regulatory authorities
  • Review and draft compliance policies based on regulatory requirements, group requirements and business activities;
  • Maintain proper filing of updated company policies and procedures.
  • Coordinate with Office of Global Compliance to ensure the entities is in line with Global initiatives;
  • Post Investment Monitoring
  • Support and participate in various ad hoc assignments or projects.
  • Supervise one junior staff

Job Requirements:

  • Bachelor Degree in Buiness, Law, Finance, or related field
  • 5+ years of working experience in legal firm or SFC licensed corporates
  • Knowledge in company secretarial matters is highly preferred
  • High integrity, initiative and able to work independently
  • Good command of English and Chinese (Cantonese and Mandarin)
  • Proficiency in MS Office application


Consultant Details

Consultant Details

Chanel Hui
Chanel Hui
  • Senior Consultant | Risk & Compliance Recruitment
  • 3907 3972