An excellent opportunity to join an investment bank in London, responsible for BAU controls and processes for SFTR.
Key Responsibilities
- Provide oversight of SFTR-related BAU processes and controls, including transaction pairing/matching, approval workflows, and breach management
- Act as a central point of contact for SFTR compliance, ensuring alignment with regulatory expectations and internal policy
- Drive continuous improvement across processes and control environments to strengthen reporting accuracy and efficiency
- Lead regular stakeholder meetings, providing clear and structured updates to regional and global senior management
- Partner closely with Technology and Regulatory Change teams to manage remediation efforts and system enhancements
- Attend industry forums to stay informed on regulatory developments and emerging best practices
- Proactively manage breach and issue resolution processes, ensuring timely back-reporting and root cause analysis
- Build and maintain strong working relationships with Business and Corporate stakeholders to ensure strategic alignment
Key Requirements
- Strong understanding of SFTR regulatory reporting requirements, including controls and best practices
- Experience in regulatory operations, with direct exposure to SFTR (ideally within a financial institution)
- Experience in managing regulatory breach processes and issue resolution workflows
- Excellent analytical and problem-solving skills, with attention to detail and a proactive mindset
- Comfortable working in a dynamic, fast-paced environment with changing priorities
- Prior experience working in Front, Middle, or Back Office roles is beneficial
- Strong interpersonal skills with a collaborative and communicative approach
