Our client, a Leading Asset Manager and Insurance Provider, are looking for a Financial Crime Advisory Manager to join their AML team based in London.
Responsibilities below:
- Provide review and challenge of the consolidated EWRA and track progress against actions arising from the EWRA.
- Execute independent oversight over Client, IFA, and Other Third Party risk decisioning.
- Provide review and challenge of 1LoD Risk and Controls Self Assessment actions.
- Track and analyse the exemptions and breaches, waivers and dispensations to Group Financial Crime Standards pertaining to Insurance.
- Request local UK Life 2LOD local exemptions for, waivers and dispensations from Group Financial Crime Policies and Standards, develop mitigation plans, and maintain records.
- Manage escalations for local 2LoD from UK 1LoD for exemptions, waivers and dispensations for Group Financial Crime Policies and Standards.
- Produce UK Insurance MLRO reports and other Senior Management reporting for UK 2LoD in line with Group Financial Crime Governance and Management Information Framework.
- Support risk decisioning as per Financial Crime Risk Appetite and Risk Decisioning Matrix as UK 2LoD.
- Provide advice and guidance regarding the application processes for the registration of entities as Annex I financial institutions.
Previous experience within Financial Crime and Insurance products is essential.
For further information please don't hesitate to contact me on my email:
