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Compliance Officer

Job Seekers Singapore Compliance Financial Services - Banking

Job Summary

  • Singapore
  • Permanent
  • BBBH787900
  • Jul 19, 2021
  • Competitive
Job Description

Morgan McKinley is working with a prestigious and renowned Investment Bank who is currently looking for a Compliance Officer.

You would be providing support to the Compliance team, handling the day-to-day spectrum of compliance activities to ensure that the business operations adhere to the requirements and all relevant compliance-related laws and regulations.


  • Assisting the Head of Compliance and Head of AML to comply with all relevant AML/S/CFT/ABC policies and procedures
  • Primarily responsible for AML/S/CFT/ABC transaction monitoring & account surveillance, as well as data mining.
  • Assist in implementing and maintaining AML monitoring tools (SWIFT, Pythagoras and STAR TOOL, etc)
  • Handle threshold tuning exercises for the AML monitoring tools
  • Identify and rectify control weakness through ongoing review/monitoring of the AML/S/CFT/ABC control framework from group and local regulatory requirement perspective
  • Conduct all necessary regular reviews and surveillance on Compliance and AML/CFT/ABC controls framework
  • Prepare working papers and draft monitoring reports for review; follow up and monitor clearance of issues
  • Assist in the preparation and submission of compliance/regulatory reports for management, regulators, auditors, etc.
  • Conduct AML/CFT/FATCA/CRS training, keep up to date with implementation of new or revised regulations and update bank staff as well assisting in preparation of material
  • Assist in audits and inspections, and investigations
  • Assist Head of Compliance, Singapore, Head of AML and the Compliance team in any other work matters such as Monitoring & Surveillance or General Advice.
  • Involvement in ad hoc special work projects as and when required

The Ideal Candidate:

  • Bachelor's degree;
  • 5-7 years of relevant experience in general compliance and financial crime compliance, preferably in a private bank
  • Familiar with threshold tuning
  • Good verbal, written and communication skills
  • Familiar with VBA, Microsoft Access
  • Able to provide alternative solutions to business
  • Motivated and innovative
  • Able to handle and resolve challenges and issues
  • Great team player

Daryl Pravin Naidu

EA Licence No: 11C5502 | EAP Registration No: R2199043

Only shortlisted candidates will be responded to. If you do not receive a response within 14 days, please accept this as a notification that you have not been shortlisted.


Consultant Details

Consultant Details

Daryl Naidu
Daryl Naidu
  • Associate Consultant | Banking Operations Recruitment
  • +65 6818 3179