Morgan McKinley is working with a prestigious and renowned Investment Bank who is currently looking for a Compliance Officer.
You would be providing support to the Compliance team, handling the day-to-day spectrum of compliance activities to ensure that the business operations adhere to the requirements and all relevant compliance-related laws and regulations.
Assisting the Head of Compliance and Head of AML to comply with all relevant AML/S/CFT/ABC policies and procedures
Primarily responsible for AML/S/CFT/ABC transaction monitoring & account surveillance, as well as data mining.
Assist in implementing and maintaining AML monitoring tools (SWIFT, Pythagoras and STAR TOOL, etc)
Handle threshold tuning exercises for the AML monitoring tools
Identify and rectify control weakness through ongoing review/monitoring of the AML/S/CFT/ABC control framework from group and local regulatory requirement perspective
Conduct all necessary regular reviews and surveillance on Compliance and AML/CFT/ABC controls framework
Prepare working papers and draft monitoring reports for review; follow up and monitor clearance of issues
Assist in the preparation and submission of compliance/regulatory reports for management, regulators, auditors, etc.
Conduct AML/CFT/FATCA/CRS training, keep up to date with implementation of new or revised regulations and update bank staff as well assisting in preparation of material
Assist in audits and inspections, and investigations
Assist Head of Compliance, Singapore, Head of AML and the Compliance team in any other work matters such as Monitoring & Surveillance or General Advice.
Involvement in ad hoc special work projects as and when required
The Ideal Candidate:
5-7 years of relevant experience in general compliance and financial crime compliance, preferably in a private bank
Familiar with threshold tuning
Good verbal, written and communication skills
Familiar with VBA, Microsoft Access
Able to provide alternative solutions to business
Motivated and innovative
Able to handle and resolve challenges and issues
Great team player
Daryl Pravin Naidu
EA Licence No: 11C5502 | EAP Registration No: R2199043
Only shortlisted candidates will be responded to. If you do not receive a response within 14 days, please accept this as a notification that you have not been shortlisted.