Join a globally recognized investment bank as a Regulatory Reporting Associate in the Operations team. You'll play a key role in managing non-financial regulatory reporting, working closely with Compliance, Legal, Technology, and Business teams. This role offers valuable exposure to regulatory frameworks, operational risk controls, and cross-functional collaboration in a fast-paced global environment.
Key Responsibilities
- Complete non-financial regulatory reporting to authorities, central banks, exchanges, and SROs across the APAC region
- Manage multiple reports covering various financial products by coordinating with middle office, sales, and external regulators
- Identify, evaluate, and escalate reporting risks to protect the firm from regulatory breaches
- Collaborate with Technology to enhance process efficiency and scalability
- Participate in user testing and process changes driven by regulatory updates
- Support business enablement through insights into complex transaction structures and market developments
Required Skills and Qualifications
Experience:
- 3+ years in financial services, preferably within investment banking
- Exposure to financial products, regulatory reporting, compliance, or data-driven operations
Technical Skills:
- Strong data analysis skills and familiarity with reporting tools or system workflows
- Understanding of IT systems, risk management, or control frameworks
Soft Skills:
- Analytical thinker with strong attention to detail and a risk-control mindset
- Effective collaborator with problem-solving abilities and adaptability
Language Requirements
- Japanese: Fluent (verbal, written, reading; essential for interpreting local regulations and stakeholder communication)
- English: Business level or higher (for internal global communications)
Preferred Skills & Qualifications
- Experience implementing regulatory changes or contributing to cross-border regulatory projects
- Familiarity with trade lifecycle and middle/back-office functions
About the Company
Our client is a leading global financial institution known for its commitment to innovation, client excellence, and integrity. With operations spanning across investment banking, securities, and asset management, they serve a wide range of clients globally-including corporations, governments, and institutions-through sophisticated market solutions.
Why You'll Love Working Here
- Join a world-class firm at the forefront of regulatory operations and compliance
- Collaborate with global teams and gain exposure to evolving regulatory requirements
- Benefit from structured career growth, global mobility, and training programs
- Work in a prime Tokyo office, just minutes from public transit
- Enjoy generous paid leave, full benefits, and a flexible hybrid work environment
Don't Miss Out - Apply Now!
