Senior Regulatory Reporting Analyst is required to support the firm in meeting its regulatory reporting obligations, primarily focusing on EMIR and MiFIR requirements, along with other current and future regulations as necessary. This role is critical in ensuring the firm remains compliant with evolving regulatory landscapes while supporting operational effectiveness.
Key Responsibilities
- Assist the firm in fulfilling its regulatory reporting obligations, with a principal focus on EMIR and MiFIR frameworks, as well as adapting to other relevant regulations.
- Identify and interpret regulatory requirements within the context of the firm's business activities to define precise compliance obligations.
- Monitor changes in the firm's activities, operations, and processes, as well as broader industry developments, to assess impacts on reportable activities.
- Communicate and escalate regulatory impacts and reporting obligations to relevant teams and stakeholders as appropriate.
- Assume day-to-day operational responsibility for ensuring the completeness, accuracy, and timeliness of regulatory reports.
- Oversee operational processes related to regulatory reporting, including exception management, reconciliations, and issue resolution.
- Define and coordinate remediation and back-reporting activities when necessary, including planning, testing, and verifying corrective actions.
- Collaborate with cross-functional teams to ensure alignment and compliance with regulatory expectations.
- Maintain up-to-date knowledge of regulatory changes and industry best practices, recommending improvements to reporting processes and controls.
Key Requirements
- Proven experience (typically 3+ years) in regulatory reporting within financial services, preferably at a brokerage or investment firm.
- Strong understanding of EMIR, MiFIR, and other relevant regulatory frameworks affecting trade reporting.
- Demonstrated ability to interpret complex regulatory requirements and translate them into actionable business obligations.
- Experience managing the end-to-end regulatory reporting process, including exception management and reconciliations.
- Strong analytical skills with the ability to assess operational impacts of regulatory changes.
- Excellent communication skills, capable of liaising effectively with regulatory bodies, internal stakeholders, and operational teams.
- Highly organized, with the ability to manage multiple priorities and meet tight deadlines.
- Proactive approach to identifying and resolving compliance risks and reporting issues.
- Detail-oriented with a commitment to accuracy and completeness in reporting.
