Compliance Manager, Wealth Management

Our client is an established retail and commercial bank in Hong Kong.

Responsibilities

• Provide advice on the regulatory requirements and rules for investment products.
• Collaborate with other departments to address compliance issues and meet regulatory changes.
• Develops, reviews and maintain compliance programs aligned with bank policies and regulatory guidelines.
• Handle regulators' enquiries and information request

Requirements

• Degree holder with at least 3 years of relevant experience in wealth management compliance function with banks or SFC licensed corporations.
• Familiar with the regulatory requirement for investment/ wealth management products.
• Good command of spoken and written English and Chinese (Cantonese and Mandarin).