Morgan McKinley is delighted to bring to market this exciting new opportunity for a Senior Compliance Officer. This is an excellent opportunity to join a growing and successful Galway based company with an international presence. In this permanent role, reporting directly into the Head of Compliance, you will be responsible for enhancing the compliance framework across key areas of the business.
Roles and Responsibilities
- Review documentation and provide guidance to operational staff.
- Respond to compliance-related queries from operations teams.
- Prepare and manage responses in line with applicable laws and regulations in collaboration with the Head of Compliance.
- Prepare and manage responses to data subject access requests, working closely with the Data Protection Officer.
- Work with the Compliance Team to review and develop the compliance and regulatory framework.
- Help maintain and enhance an internal risk-based compliance monitoring program.
- Conduct periodic audits of compliance policies and procedures to ensure alignment with new legislation, codes of practice, and regulatory guidance.
- Provide oversight and audit operational teams (1st line of defense) and 3rd party servicers to ensure compliance controls and processes are followed.
- Review cases and loan documentation to ensure compliance with regulatory requirements.
- Prepare presentations for board meetings and document the objectives and outcomes of the compliance adherence program.
- Manage routine filing and administration requirements and maintain a well-organized archive for files and other documents.
Job Requirements
- Minimum of 3 years proven experience in banking and financial services.
- Professional Certificate/Diploma in Compliance (LCOI) is required.
- Experience in transactional banking and real estate finance experience of facility and security documentation.
- Good knowledge and experience in financial services regulatory matters.
- Strong attention to detail with the ability to work independently and as part of a team.
- Excellent communication skills and the ability to work and communicate at all levels within the organization.
- Ability to understand new systems and work efficiently to manage and administer large workloads and meet deadlines.
Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative.
BY APPLYING FOR THIS ROLE YOU ARE AGREEING TO OUR TERMS OF SERVICE WHICH TOGETHER WITH OUR PRIVACY STATEMENT GOVERN YOUR USE OF MORGAN MCKINLEY SERVICES.
