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VP - Director, FICC Compliance (Investment Bank)

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Job Summary

  • Hong Kong SAR
  • Permanent
  • JN -012024-1954247
  • Jan 23, 2024
  • Competitive
Job Description

Exciting FICC Compliance job opening for candidates with 8+ years of relevant experience to join a mid size investment bank in Hong Kong.

A mid-size investment bank in the region is looking for a VP to Director, FICC Compliance to join the team in Hong Kong. As a senior member in the team, you will be working independently to advise and provide support on compliance matters for the FICC business. Responsibilities:

  • Provide advice on compliance matters to the FICC business
  • Keep abreast of the regulatory changes and developments, and advise the business and other internal stakeholders regarding interpretation of new regulatory developments/requirements
  • Work closely with the business and other functions in implementation of compliance procedures and processes
  • Liaise with related regulators on any inquiries, audits and questionnaires


  • Degree holder with at least 8 years of relevant experience in compliance advisory
  • Sound knowledge in FICC products, and regulations and compliance requirements
  • Execelleny communication and stakeholder management skills
  • Proficiency in English and Cantonese is highly preferred


Consultant Details

Consultant Details

Calvin Chan
Calvin Chan