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Compliance Manager

Job Seekers Ireland Financial Services Financial Services

Job Summary

  • Dublin
  • Permanent
  • BBBH789309
  • Aug 03, 2021
  • Competitive
Job Description

Morgan McKinley is delighted to announce our partnership with a global Investment company who are seeking to recruit a Compliance Manager to join their expanding team in Dublin.

The Role:

  • Provide support for the Company's Designated Person for Regulatory Compliance.

  • Contribute to an annual compliance risk assessment and to the production of an annual compliance plan;

  • Perform compliance monitoring and oversight reviews (including reviews of the Company's outsourcing and delegation arrangements, anti-money laundering arrangements etc.), document results and propose enhancements where necessary;

  • Maintain an awareness of regulatory developments;

  • Assist with the monitoring, interpretation and analysis of existing and upstream legislation which may impact on the Company's business and/or clients;

  • Assist with the management of key projects from the initiation and planning stages through execution and completion;

  • Support the Company with the development, implementation and management of the Company's compliance policies and procedures;

  • Assist with the management of external relations.

Required Experience:

  • 2-3+ years experience working in a compliance / regulatory environment with a financial services or consulting firm;

  • Third level qualification and/or relevant professional qualification e.g. ACOI;

  • Experience in executing a risk based compliance plan;

  • Experience in executing and documenting compliance monitoring reviews;

  • Good knowledge of the broader regulatory framework;

  • Working knowledge of UCITS and AIFMD requirements applicable to Irish UCITS and AIFs and their management companies is required;

  • Basic understanding of anti-money laundering, data protection, and sustainable finance requirements.

Morgan McKinley is acting as an Employment Agency in relation to this vacancy.

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Consultant Details

Consultant Details

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Órlaith Jennings
  • Consultant | Financial Services Recruitment
  • 353 (0) 1 4321555
  • ojennings@morganmckinley.com