Responsibilities
- Handle equities settlement
- Monitor and reconcile all Equity trades to ensure accurate settlement
- Work closely with traders, brokers, and custodians to resolve any settlement issues or discrepancies
- Ensure compliance with all regulatory requirements, internal policies related to settlement, new product approvals and business enablement
- Processing support on daily operation tasks such as trade matching, CCASS operations, corporate actions processing, IPO and placement, client fund transfers, borrowing and lending, data management and mutual funds processing.
- Manage the stock pledge processing of equities and derivatives in Hong Kong
- Identify and implement process improvements to increase efficiency and reduce risk in the settlement process
- Partner with Technology to improve process and deliver new business initiatives
Requirements
- Bachelor's degree in finance, or a related field
- 3-5 years of experience in Equity settlement within a banking or financial services environment
- Strong risk awareness, ability to identify the issue and escalate properly
Strong communication and interpersonal skills, with the ability to build relationships with internal and external stakeholders
- Ability to identify and implement process improvements and advise on process efficiency
- Ability to handle multi-tasks under pressure, adaptable to changes
Application
If this above description fits your experience and is something you would like to explore, please click 'Apply Now' to submit your resume to us.
Our specialist consultant will get in touch with you soon, if we find your profile suitable for this position or any other vacancies we are recruiting for.
Any questions, please feel free to contact Hilda Cheng at 3907 3979.
