Associate, Client Onboarding - KYC - Transfer Agency

Key Responsibilities:

• Conduct investor due diligence in compliance with AML regulations across various jurisdictions, including Hong Kong, Cayman Islands, Bermuda, Ireland, and Luxembourg.
• Review and determine global AML/KYC documentation requirements for different investor types within the APAC region.
• Complete end-to-end KYC reviews, including AML risk assessments, market or regulatory research, documentation checks, name screening (PEP/Sanctions/Fraud alerts), and account setup updates.
• Handle client and investor inquiries related to AML/KYC and account opening processes.
• Collaborate with internal teams locally and globally to deliver seamless and high-quality support to clients and investors.
• Follow company policies, procedures, and internal controls to uphold professional standards and integrity.
• Participate in system testing for new implementations or enhancements.
• Assist in drafting and updating procedures, policies, and processes as needed.

Requirements:

• At least 3 years of experience in AML/KYC, Risk, or Compliance; Transfer Agency and supervisory experience are preferred.
• Strong knowledge of AML/KYC, with attention to detail and the ability to work independently.
• Skilled in identifying operational issues, recommending improvements, and applying procedures effectively.
• Excellent communication and interpersonal skills.
• Capable of managing multiple tasks and high workloads with accuracy.
• Strong analytical and problem-solving abilities.
• Team-oriented with a client-focused mindset and high-quality service approach.
• Proficient in written and spoken English and Chinese.
• Experience in banking, finance, AML/KYC, or Transfer Agency is preferred.