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Investment Suitability - Leading Private Bank

Job Seekers Hong Kong SAR China Financial Services Front Office, Risk Management Financial Services - Private Banking

Job Summary

  • Tsim Sha Tsui
  • Permanent
  • BBBH803724
  • Jan 14, 2022
  • HK$81k -90k pm
Job Description

A top-tier private bank is looking for an investment suitability specialist with private banking product and compliance regulations knowledge to join their driven team

About the Company

Our client is a well-established international private bank with strong global presence. They are looking for an experienced investement suitability candidate with good understanding of private banking investment and trading products as well as HK and Singapore compliance regulations knowledge to join their team.


  • To manage and develop the investment suitability framework in accordance with changing market practice and regulatory requirements
  • To work with different levels of management and respond to BAU enquiries, conduct front office training and define a high standard suitability framework
  • To manage parts of the framework across APAC including HK and Singapore
  • To interact with stakeholders in IT, Legal, Compliance and other project teams and present at governance forums, business analysis and change management projects


  • Relevant bachelor degree
  • 8-10 years of relevant experience within business risk, compliance in private banking
  • Fluency in English and strong communications skills
  • Solid understanding of private banking products and compliance requirements
  • Ability to work with a range of stakeholders and to manage projects


Consultant Details

Consultant Details

Samantha Ng
Samantha Ng
  • Senior Manager | Financial Services | Contracting Recruitment
  • 3907 3980