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Control Room Associate

Job Seekers Hong Kong SAR China Compliance Financial Services - Asset Management, Financial Services - Banking

Job Summary

  • Hong Kong
  • Permanent
  • BBBH784190
  • Jun 04, 2021
  • HK$26k -30k pm
Job Description

A well established bank-backed asset management firm is looking for a associate/senior associate control room compliance professional

Job responsibilities:

  • Support control room and buyside business compliance function, including regular compliance review, conflict/independence checks, research clearance, policies and procedures review, internal company secretary works, etc other general compliance tasks

  • Assist ad-hoc tasks that may be assigned from time to time, e.g. support other team on AML review

  • Provide training to internal staff on updated compliance rules and regulations

Job requirements:

  • Bachelor degree in Law, Business or a related discipline
  • 3+ years of experience in asset management business or control room functions
  • Good understanding of asset management business operation and processes
  • Profient communication and written skills in English and Chinese (Mandarin)


Consultant Details

Consultant Details

Chanel Hui
  • Senior Consultant | Risk & Compliance Recruitment
  • 3907 3972