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Compliance Associate

Job Seekers Hong Kong SAR China Compliance Financial Services - Banking

Job Summary

  • Hong Kong
  • Permanent
  • BBBH772730
  • Jan 11, 2021
  • HK$21k -25k pm
Job Description

A reputable Chinese investment bank is now looking for an aspiring junior compliance candidate to join their regulatory team

Job Responsibilities:

  • Assist in preparing report, licensing applications and answer enquiries from SFC
  • Perform trade surveillance and monitor trading patterns of SFC licensed partners
  • Responsible for documentation and development of the compliance trail
  • Implement new compliance tasks to remediate identified potential risks

Job Requirements:

  • Bachelor's degree in Accounting, Economics, Finance or Law
  • Minimum 2 years of relevant experience in reputable securities companies or investment bank
  • Hands on trade surveillance and licensing experience
  • Good communications and presentation skills in English and Chinese (including Cantonese and Mandarin)


Consultant Details

Consultant Details

Chanel Hui
  • Consultant | Risk & Compliance Recruitment
  • 3907 3972