Compliance Analyst

Job Description

A reputable international asset management platform is looking to hire a senior compliance officer to support their APAC regions

Job Responsibilities:

• Provide distribution compliance advice in regards to their sales and marketing activities
• Review marketing materials used in the APAC ex-Japan region
• Work closely with the global marketing compliance team in the development and implementation of policies and procedures
• Support front line colleagues on enhancing their supervisory processes and internal controls as well as its implementation

Job Requirements:

• 5+ years of compliance experience working in international asset management firms
• Strong investment products knowledge
• Hands-on experience in distribution compliance for Institutional and/or Retail clients
• Strong communication and interpersonal skills; good business acumen
• Proficient in written and spoken Chinese