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Compliance Analyst

Job Seekers Hong Kong SAR China Compliance Financial Services - Financial Markets

Job Summary

  • Hong Kong
  • Permanent
  • BBBH776220
  • Feb 24, 2021
  • HK$71k -80k pm
Job Description

A reputable international asset management platform is looking to hire a senior compliance officer to support their APAC regions

Job Responsibilities:

  • Provide distribution compliance advice in regards to their sales and marketing activities
  • Review marketing materials used in the APAC ex-Japan region
  • Work closely with the global marketing compliance team in the development and implementation of policies and procedures
  • Support front line colleagues on enhancing their supervisory processes and internal controls as well as its implementation

Job Requirements:

  • 5+ years of compliance experience working in international asset management firms
  • Strong investment products knowledge
  • Hands-on experience in distribution compliance for Institutional and/or Retail clients
  • Strong communication and interpersonal skills; good business acumen
  • Proficient in written and spoken Chinese


Consultant Details

Consultant Details

Chanel Hui
  • Consultant | Risk & Compliance Recruitment
  • 3907 3972