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AVP, Account Administration, Operations

Job Seekers Hong Kong SAR China Financial Services Operations Financial Services - Banking

Job Summary

  • Hong Kong
  • Permanent
  • BBBH784172
  • Jun 04, 2021
  • Competitive
Job Description

A Renowned Investment Bank & Securities Brokerage is hiring an Account Admin with their Operations team to manage their KYC, CDD, AML process

Responsibilities

  • Ensure timely and accurate client checks, including Know-Your-Customer ('KYC'), Client Due Diligence ('CDD'), AML etc, for new accounts, existing accounts, screening of counterparties, tracking, escalation and resolution of CDD deferrals, account slated for exit
  • Handle accounts' periodic review
  • Maintain clientele database
  • Identify gaps and implement on-boarding controls and systems / process enhancement that are fit for purpose
  • Deliver on the internal customer experience while maintaining the highest standards on CDD/KYC
  • Ensure all policies, procedures and guidelines are followed
  • Requirements

  • Degree holder (or above)
  • Minimum 3 years' relevant experience in financial institutions
  • Well versed with regulatory requirement on account opening, CDD, KYC and AML
  • Good command of written and spoken English and Chinese (esp. Putonghua)
  • SFC license of Type 1 is required
  • broadbean-tracking

    Consultant Details

    Consultant Details

    Jonathan Wong
    Jonathan Wong
    • Managing Consultant | Financial Services Operations Recruitment
    • 3907 3914
    • jowong@morganmckinley.com