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Licensing Compliance Officer, Investment Bank

Job Seekers Hong Kong SAR China Compliance Financial Services - Asset Management, Financial Services - Banking, Financial Services - Private Banking

Job Summary

  • Hong Kong Island
  • Contract
  • BBBH772735
  • Jan 06, 2021
  • HK$41k -45k pm
Job Description

My client is a well known European invetsment bank. Currently looking for someone with 1 year licensing compliance experience to join the Hong Kong tema.


· Handle SFC licensing and HKMA registration applications

· Conduct due diligence of applicants based on information submitted

· handling regulatory enquiries on conduct or licensing related matters

· familiarize with the HK SFC licensing framework


· Immediately available is highly preferred

· 1-3 years of working experience in licensing compliance - open to in house or consultancy background

· proficiency in Chinese and English

· strong communication skill


Consultant Details

Consultant Details

Ivy Kwan
  • Director | Contracting Recruitment
  • +852 3907 3916