Job SeekersHong Kong SAR ChinaComplianceFinancial Services - Banking, Financial Services - Private Banking
Job Summary
Hong Kong Island
Contract
BBBH775269
Feb 19, 2021
Competitive
Job Description
My client is a global bank with strong presence in Hong Kong/ APAC. Due to increased business needs, they are urgently looking for an AVP to support Compliance Review and Testing QA program
Responsibilities:
Perform level 2 quality assurance program on key compliance topics in accordance with the compliance manual including regulatory disclosures at transactions, churning, market abuse, and other areas, as required.
Conduct compliane reviews such as reviewing samples and indentifying issues
Supervise junior staff who assist in the QA program
Liaise with relevant key stakeholders to collect all necessary information for reviews
Engage in ad hoc projects
Requirements:
Immediately available
At least 5 years experience in the private banking/ wealth management, in an internal control/auditing/testing function
Familiar with reviews/testing processes; good knowledge banking/securities regulations are a plus.
Good communication and interpersonal skills with ability to work as a good team player.