Our client, a Global Bank, are looking for a Vice President, EMEA Compliance Advisory Operations to join their Compliance Advisory team based in London.
Responsibilities below:
- Lead and oversee the provision of technical regulatory advice to Enterprise Functions, including but not limited to Operations, Technology and Change Management Functions across EMEA
- Serve as the CASS SME authority, delivering technical regulatory advice and expertise to the CASS SMF
- Serve as the PSD SME authority on an operational level.
- Working with the relevant Infrastructure teams and Front Office teams advising on complex regulatory transcation reporting obligations, including MIFID, EMIR, CFTC, SEC, and SFTR
- Own the relationship with FCA on regulatory reporting matters, including any notifications/submissions and provide timely and accurate information upon request
- Provide advice regarding Operational framework, including but not limited to, processes involving collateral, valuations, margin and confirmations.
- Lead EMEA's equity aggregation arrangements to ensure compliance with global laws and regulations relating to Substantial Shareholder Disclosures and Short Selling disclosures
Previous experience within Compliance Advisory and Regulatory Reporting is preferred.
For further information please don't hesitate to contact me on my email:
Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative.
Morgan McKinley encourages applications from all qualified candidates who represent the full diversity of communities in the UK. Accommodations are available on request for candidates taking part in all aspects of the selection process.
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