An investment bank is seeking a Transaction Reporting SME to join its Regulatory Operations team, with a focus on Run the Bank (RTB) BAU operations and Change the Bank (CTB). This hybrid role will be key in ensuring ongoing compliance with global transaction reporting obligations while contributing to the enhancement of reporting frameworks, controls, and regulatory infrastructure.
Key Responsibilities
Run the Bank (BAU):
- Ensure timely and accurate transaction reporting across global regimes including MiFID II, EMIR, SFTR, CFTC, SEC, and ASIC.
- Monitor daily reporting activity and manage exceptions, breaks, and rejections across platforms such as UnaVista, DTCC, TRAX, and REGIS-TR.
- Work closely with compliance, front office, and technology teams to resolve reporting issues and maintain regulatory standards.
- Perform reconciliations, data validations, and root cause analysis on reporting anomalies.
Change the Bank (Strategic Initiatives):
- Lead and support transaction reporting change initiatives, including regulatory updates, system upgrades, and new product implementations.
- Partner with project managers, business analysts, and technology teams to define requirements and deliver solutions.
- Contribute to testing, documentation, and implementation of new reporting processes and control enhancements.
- Maintain awareness of evolving global regulatory developments and proactively prepare for changes.
Key Requirements
- 5+ years' experience in regulatory transaction reporting within an investment banking or financial services environment.
- Solid understanding of major regulations: MiFID II, EMIR, SFTR, Dodd-Frank, etc.
- Hands-on experience with reporting platforms such as UnaVista, DTCC, TRAX, REGIS-TR, and reconciliation tools like DUCO.
- Proven track record in both BAU operations and change management projects.
- Strong data analysis skills, including working knowledge of Excel; familiarity with data lineage and reporting architecture.
